Depository Services
Nominal holding of financial instruments
Nominee holding of financial instruments. It is about keeping, protecting, and carrying out transactions with financial instruments belonging to others in accordance with the authority and instructions of the owners of financial instruments or their authorized representatives.
Settlements in financial instruments on transactions carried out on organized and unorganized securities markets with participation of the Central Securities Depository's clients.
Recording of financial instruments registered on personal accounts of participants.
Registration of a transaction/operation with financial instruments in the nominee recording system.
Confirmation of rights of depositors and their clients to financial instruments.
A participant's personal account is opened in the name of a legal entity of one of the following categories:
- custodian;
- broker;
- dealer, including a legal entity that has the right to carry out dealer activities without a license in accordance with the legislation of the Republic of Kazakhstan;
- the National Bank of the Republic of Kazakhstan;
- foreign depository;
- foreign custodian;
- foreign organization that has the right (license) to act as a nominee holder;
- single operator in the field of accounting of state property defined in accordance with the legislation of the Republic of Kazakhstan on state property;
- organization carrying out registration of securities transactions in the territory of AIFC;
- organization registered in the territory of AIFC and having the right (license) to act as a nominee holder;
- clearing company.
Sub-accounts opened on a participant's personal account are intended for the segregation of instruments belonging to the participant and its clients. The list and description of the types of sub-accounts that may be opened in the participant's personal account is given in Appendix 2 to the Rules for the Registrar and Depository Activities (General Part).
Sections are allocated according to the availability and nature of restrictions on civil law transactions with instruments recorded in sub-accounts. The list and description of sub-account sections is given in Appendix 3 to the Rules for the Registrar and Depository Activities (General Part).
The Central Securities Depository accepts instruments for depository service only if they are opened in its name:
- nominee holding accounts in accounting organizations, in which these instruments can be recorded;
- money accounts in servicing banks, in which money can be recorded in the currency of interest payment on these instruments and in the currency of their redemption.
The basis for accepting instruments for depository service is a participant's application for accepting instruments for depository service received by the Central Securities Depository.
The Central Securities Depository registers transactions with financial instruments made in the regulated or OTC market. OTC market: DVP (Model-1), estimated cycle Т+0, Т+n; FOP estimated cycle Т+0, Т+n. Regulated exchange market: on a net basis on transactions with financial instruments involving CCP DVP (Model-2), estimated cycle Т+2.
A participant interacts with the Central Securities Depository by means of electronic document flow via SWIFT or the Participant AWS (participant's remote automated workstation).
The statement in electronic format is provided via the Participant AWS or SWIFT. Electronic reporting documents are provided free of charge via the Participant AWS. The statement can also be provided upon request in hard copy – 50 tenge per A4 sheet.
Reserve addresses
If the main portal of the Central Securities Depository is unavailable, you can use the backup portals: