Trade repository services

The reporting agent shall be obliged to send a message with the information about the transaction or absence of transactions within such a time frame that the Central Securities Depository receives this message not later than 14:00 of the first working day of the first week following the reporting week.

The documents to be transferred to or issued from the trade repository shall be only transferred electronically via the User Account system on the Central Securities Depository's portal.

The message on the absence of transactions is transmitted to the trade repository if the reporting agent did not conclude transactions during the reporting week not later than 14:00 of the Almaty time of the first working day of the first week following the reporting week.

It is necessary to send an electronic message with the questionnaire of the transaction participant via the User Account in accordance with the established format of the electronic message

Trade repository services are free of charge.

It is necessary to submit an application in the prescribed form to replace the previously submitted one, indicating the new users of the User Account of the reporting agent.

The Central Securities Depository shall provide full access to the databases of the trade repository to the authorized body responsible for regulation, control and supervision of the financial market and financial organizations. The Central Securities Depository shall issue an extract from the transactions register to the reporting agent within the scope of information about the transactions submitted by such agent.

The formats and forms of documents to be transferred to and issued from the trade repository shall be determined by the Instruction on the Procedure for Drafting Operative Instruments in Electronic Form (when keeping the register of transactions with derivative financial instruments).